Today in Intermediaries
Intermediaries
Nasdaq sued over mishandling of Facebook IPO
A Maryland-based investor, Phillip Goldberg has sued Nasdaq OMX Group claiming that the exchange operator was negligent in handling Facebook shares' orders following the social networking giant's initial public offering on 18 May.
Intermediaries > ECN & Exchanges > News
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Prime Brokerages
Northill Capital to acquire majority interest in Securis Investment Partners
Northill Capital has agreed to purchase a majority interest in Securis Investment Partners for an undisclosed sum from Securis’ external partners, including Swiss Re and Stone Point Capital.
Intermediaries > Prime Brokerages > News
Intermediaries > Prime Brokerages > News
SEC charges optionsXpress, Five Individuals for short selling fraud
US Securities and Exchange Commission has sued optionsXpress, an online brokerage and clearing agency as well as four officials at the firm and a customer for their involvement in an offensive naked short selling scheme.
Intermediaries > Prime Brokerages > News
Intermediaries > Prime Brokerages > News
Custody and Clearing
SIX Securities Services signs MoU with Takasbank, MKK
Swiss post-trade services provider SIX Securities Services has signed a Memorandum of Understanding (MoU) with Takasbank and MKK to provide international clearing, settlement and custody services.
Intermediaries > Custody & Clearing > News
Intermediaries > Custody & Clearing > News
Six major banks join Traiana's clearing network
ICAP PLC-owned Traiana's clearing network has signed up six major banks Citigroup, Bank of America Merrill Lynch (BAC), Deutsche Bank, JP Morgan Chase & Co, Morgan Stanley and UBS to the service, Harmony CCP Connect.
Intermediaries > Custody & Clearing > News
Intermediaries > Custody & Clearing > News
ECN and Exchanges
Nasdaq sued over mishandling of Facebook IPO
A Maryland-based investor, Phillip Goldberg has sued Nasdaq OMX Group claiming that the exchange operator was negligent in handling Facebook shares' orders following the social networking giant's initial public offering on 18 May.
Intermediaries > ECN & Exchanges > News
Intermediaries > ECN & Exchanges > News
ISE, AlphaClone to license hedge fund position replication index
International Securities Exchange (ISE) and AlphaClone have partnered to license and promote the hedge fund position replication index, the AlphaClone Hedge Fund Long/Short Index.
Intermediaries > ECN & Exchanges > News
Intermediaries > ECN & Exchanges > News
